Case Allen Hollub

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-02-22

TX RA
APPROVED

Since 2006-02-22

Branch Locations

2 Jackson Sq, Weimar, TX 78962-2021 • United States

727 N Alabama Road, Wharton, TX 77488 • United States

208 W Moore Ave, Moulton, TX 77975 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Weimar	TX	02/2006	Present
Southstar Bank, Ssb (Formerly: Lonestar Bank Ssb)	Gonzales	TX	01/2011	07/2018

02/2006 → Present

Lpl Financial, Llc

Weimar, TX
01/2011 → 07/2018

Southstar Bank, Ssb (Formerly: Lonestar Bank Ssb)

Gonzales, TX

Previous Registrations

2002-10-23 → 2004-05-07

Ifmg Securities, Inc.

Columbus, TX
1998-06-01 → 2002-08-13

Ubs Financial Services Inc.

Sugarland, TX

Other Businesses

1. 02/22/2006 - NON-VARIABLE INSURANCE DBA - FIXED ANNUITIES, WHOLE LIFE, TERM, LTC. - TIME SPENT 25% - WEIMAR, TX. 2. 02/22/2006 - DBA ONLY - HOLLUB FINANCIAL SERVICES - WEIMAR, TX. 3. 8/21/2008 - NON-VARIABLE INSURANCE - EQUITRUST - SELLING EQUITRUST FIXED ANNUITIES. - 5% OF TIME - WEIMAR, TX. 4. 8/25/2008 - NON-VARIABLE INSURANCE - GREAT AMERICAN - SELLING LONG-TERM CARE INSURANCE THROUGH GREAT AMERICAN. - 1% OF TIME - WEIMAR, TX. 5. 8/24/2009 - NON-VARIABLE INSURANCE - DALLAS FINANCIAL WHOLESALERS (DFW) - INSURANCE SALES FOR DALLAS FINANCIAL WHOLESALERS (THIRD-PARTY MARKETING AGENCY). - TIME SPENT 1% - WEIMAR, TX. 6. 8/24/2009 - NON-VARIABLE INSURANCE - PHASE ONE FINANCIAL - ISURANCE SALES FOR PHASE ONE FINANCIAL (THIRD-PARTY MARKETING COMPANY). - 2% OF THE TIME - WEIMAR, TX. 7. 4/26/2010 - NON-VARIABLE INSURANCE - CREEKMORE INSURANCE GROUP - SELLING NON-VARIABLE INSURANCE/LONG-TERM CARE PRODUCTS THROUGH CREEKMORE INSURANCE GROUP. - TIME SPENT 10% - WEIMAR, TX. 8. 9/8/2010 - NON-VARIABLE INSURANCE - ALPHA ANNUITY SOLUTIONS, LLC - SELLING FIXED ANNUITIES THROUGH AN OUTSIDE GENERAL AGENCY, ALPHA ANNUITY SOLUTIONS, LLC. - 3% OF TIME - WEIMAR, TX. 9. 9/8/2010 - NON-VARIABLE INSURANCE - FINANCIAL MARKETING GROUP, INC. - SELLING FIXED ANNUITIES THROUGH AN OUTSIDE GENERAL AGENCY, FINANCIAL MARKETING GROUP, INC. - 3% OF TIME - WEIMAR, TX. 10. 01/13/2014 - HOLLUB FINANCIAL SERVICES - NON-VARIABLE INSURANCE DBA - HOLLUB FINANCIAL SERVICES - NON-VARIABLE INSURANCE (LIFE, FIXED ANNUITIES, LONG TERM CARE) - TIME SPENT 20% - WEIMAR, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-29
S63	Uniform Securities Agent State Law Examination	1998-05-22

S65 Uniform Investment Adviser Law Examination

1998-05-29
S63 Uniform Securities Agent State Law Examination

1998-05-22

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