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Joseph Anthony Caldararo

Wells Fargo Clearing Services, LLC

Oceanside, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-12-24
  • CA RA
    APPROVED
    Since 2015-12-24

Branch Locations

3470 Marron Rd, Oceanside, CA 92056 • United States

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Oceanside CA 07/2015 Present
Wells Fargo Advisors, Llc Oceanside CA 07/2015 11/2016
Wells Fargo Clearing Services, Llc Oceanside CA 11/2016 Present
  • 07/2015 → Present
    Wells Fargo Bank Na
    Oceanside, CA
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Oceanside, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Oceanside, CA
Previous Registrations
  • 2011-01-03 → 2014-09-05
    Wells Fargo Clearing Services, Llc
    San Diego, CA
    Del Mar, CA
    San Diego, CA
  • 2009-09-01 → 2011-01-03
    Wells Fargo Investments, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-31
  • S66 Uniform Combined State Law Examination
    2009-08-31
Other Names
  • Joseph Anthony Caldararo
  • Joseph Anthony Caldararo

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · OCEANSIDE, CA
J.P. MORGAN SECURITIES LLC · OCEANSIDE, CA
NAVY FEDERAL INVESTMENT SERVICES, LLC · Oceanside, CA
FIRST COMMAND ADVISORY SERVICES · Oceanside, CA
FIRST COMMAND ADVISORY SERVICES · Oceanside, CA
ALIGNED ADVISORS · OCEANSIDE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEANSIDE, CA
J.P. MORGAN SECURITIES LLC · OCEANSIDE, CA

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