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Cathleen Dana Espos

State Farm Investment Management Corp.

Oakland, CA

CRD 3033141

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-13
  • CA RA
    APPROVED
    Since 2018-08-13

Branch Locations

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Oakland CA 03/2013 Present
State Farm Insurance Oakland CA 03/2013 12/2025
State Farm Investment Management Corp. Oakland CA 08/2018 Present
State Farm Insurance Oakland CA 01/2026 Present
  • 03/2013 → Present
    State Farm Vp Management Corp
    Oakland, CA
  • 03/2013 → 12/2025
    State Farm Insurance
    Oakland, CA
  • 08/2018 → Present
    State Farm Investment Management Corp.
    Oakland, CA
  • 01/2026 → Present
    State Farm Insurance
    Oakland, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-11
  • S63 Uniform Securities Agent State Law Examination
    2000-08-11
Designations
  • Chartered Financial Consultant
Other Names
  • Tassi Espos
  • Cathleen Dana Wedge
  • Tassi Wedge

View on SEC IAPD

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