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Assetmark, Inc. CRD 109018
$91.8B regulatory AUM 220,268 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-07-21 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The New Penfacs Inc. | Southborough | MA | 01/2015 | 02/2023 |
| Covr | Boise | ID | 02/2023 | 05/2023 |
| The Leaders Group Inc | Littleton | CO | 03/2023 | 05/2023 |
| The New Penfacs Inc. | Southborough | MA | 05/2023 | 05/2024 |
| Advisors Excel | Topeka | KS | 05/2024 | 06/2026 |
| Madison Avenue Securities | San Diego | CA | 06/2024 | 06/2026 |
| Ae Wealth Management, Llc | Topeka | KS | 07/2024 | 06/2026 |
| Assetmark Financial Holdings, Inc. | Las Vegas | NV | 06/2026 | Present |
| Assetmark, Inc | Las Vegas | NV | 06/2026 | Present |
| Assetmark Brokerage, Llc | Las Vegas | NV | 07/2026 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 06/2026 - 160 HRS / MONTHLY - SENIOR WEALTH STRATEGIST OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-14 |
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