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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
720 E Wisconsin Ave, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc. | Ft. Worth | TX | 03/2017 | 04/2018 |
| Tiaa | Lewisville | TX | 08/2020 | 10/2020 |
| Unemployed | Argyle | TX | 03/2020 | 07/2020 |
| Ameritrade, Inc. | Ft Worth | TX | 01/2016 | 04/2017 |
| Td Ameritrade, Inc. | Ft Worth | TX | 04/2006 | 04/2017 |
| Avantax Investment Services, Inc. | Dallas | TX | 10/2020 | 05/2024 |
| Avantax Advisory Services | Dallas | TX | 10/2020 | 05/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2024 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 12/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Lewisville | TX | 08/2020 | 10/2020 |
| Ameritrade | Ft. Worth | TX | 04/1999 | 04/2017 |
| Charles Schwab & Co.,Inc | Westlake | TX | 04/2018 | 02/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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