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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APP_PEND_IARCE 2026-01-01
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Denton, TX • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Ft. Worth TX 03/2017 04/2018
Tiaa Lewisville TX 08/2020 10/2020
Unemployed Argyle TX 03/2020 07/2020
Ameritrade, Inc. Ft Worth TX 01/2016 04/2017
Td Ameritrade, Inc. Ft Worth TX 04/2006 04/2017
Avantax Investment Services, Inc. Dallas TX 10/2020 05/2024
Avantax Advisory Services Dallas TX 10/2020 05/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2024 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 12/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 08/2020 10/2020
Ameritrade Ft. Worth TX 04/1999 04/2017
Charles Schwab & Co.,Inc Westlake TX 04/2018 02/2020
  • 03/2017 → 04/2018
    First Command Financial Planning, Inc.
    Ft. Worth, TX
  • 08/2020 → 10/2020
    Tiaa
    Lewisville, TX
  • 03/2020 → 07/2020
    Unemployed
    Argyle, TX
  • 01/2016 → 04/2017
    Ameritrade, Inc.
    Ft Worth, TX
  • 04/2006 → 04/2017
    Td Ameritrade, Inc.
    Ft Worth, TX
  • 10/2020 → 05/2024
    Avantax Investment Services, Inc.
    Dallas, TX
  • 10/2020 → 05/2024
    Avantax Advisory Services
    Dallas, TX
  • 08/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2024 → Present
    Milwaukee, WI
  • 08/2020 → 10/2020
    Tiaa-Cref Individual & Institutional Services, Llc
    Lewisville, TX
  • 04/1999 → 04/2017
    Ameritrade
    Ft. Worth, TX
  • 04/2018 → 02/2020
    Charles Schwab & Co.,Inc
    Westlake, TX
Previous Registrations
  • 2020-11-03 → 2024-05-16
    Avantax Advisory Services
    Dallas, TX
  • 2018-05-08 → 2020-02-19
    Fort Worth, TX
    Orlando, FL
    Westlake, TX
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-27
S63 Uniform Securities Agent State Law Examination 1998-03-09
  • S66 Uniform Combined State Law Examination
    2018-02-27
  • S63 Uniform Securities Agent State Law Examination
    1998-03-09
Other Names
  • Brad Craft

View on SEC IAPD

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