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Michael James Sawyer

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-21
  • NE RA
    APPROVED
    Since 2023-08-21

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade Inc Omaha NE 01/2002 09/2023
Amerivest Investment Management Llc Bellevue NE 01/2003 09/2023
Charles Schwab & Co., Inc. Omaha NE 08/2023 Present
  • 01/2002 → 09/2023
    Ameritrade Inc
    Omaha, NE
  • 01/2003 → 09/2023
    Amerivest Investment Management Llc
    Bellevue, NE
  • 08/2023 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Previous Registrations
  • 2015-01-29 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Columbia, SC
    Omaha, NE
    Omaha, NE
  • 2015-01-09 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Columbia, SC
    Omaha, NE
  • 2003-01-28 → 2015-01-13
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-03
S63 Uniform Securities Agent State Law Examination 1999-04-08
  • S65 Uniform Investment Adviser Law Examination
    2002-12-03
  • S63 Uniform Securities Agent State Law Examination
    1999-04-08
Other Names
  • Mike Sawyer

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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