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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-26 |
| MI | RA | APPROVED | 2010-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Flint | MI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*495856 - Trust ; Investment related - Yes; Grand Blanc, Michigan; 07/2009; During business hours: 0; After business hours: 0 *546601 - Power of Attorney; Investment related Yes; Grand Blanc, Michigan; 03/2023 ; During business hours: 0; After business hours: 4.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-26 |
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