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Stephen Michael Dings

J.P. Morgan Securities LLC

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-16
  • TX RA
    APPROVED_RES
    Since 2022-11-16

Branch Locations

50 Rowes Wharf Floor 03, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Boston MA 02/2008 11/2018
Bank Of America Na Boston MA 01/2019 03/2022
Unemployed Hingham MA 12/2018 12/2018
J.P. Morgan Securities Llc Boston MA 03/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 01/2019 03/2022
Jpmorgan Chase Bank, N.A. Boston MA 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-20
S63 Uniform Securities Agent State Law Examination 1997-12-29
  • S65 Uniform Investment Adviser Law Examination
    2019-02-20
  • S63 Uniform Securities Agent State Law Examination
    1997-12-29
Other Names
  • Stephen Michael Dings
  • Stephen Michael Dings
  • Stephen M. Dings
  • Stephen Dings

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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