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Mary Pat Kincaid

Cetera Investment Advisers LLC

Mount Prospect, IL

CRD 2978675

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-27
IL RA APPROVED 2004-09-14
  • TX RA
    APPROVED_RES
    Since 2026-01-27
  • IL RA
    APPROVED
    Since 2004-09-14

Branch Locations

1150 W Northwest Highway Suite B, Mount Prospect, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2004 Present
Apc Financial Group, Ltd Mt Prospect IL 07/2010 11/2019
Apc Financial Group, Ltd Mt. Prospect IL 11/2019 11/2025
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2004 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 07/2010 → 11/2019
    Apc Financial Group, Ltd
    Mt Prospect, IL
  • 11/2019 → 11/2025
    Apc Financial Group, Ltd
    Mt. Prospect, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-14
S63 Uniform Securities Agent State Law Examination 2000-11-15
  • S65 Uniform Investment Adviser Law Examination
    2001-11-14
  • S63 Uniform Securities Agent State Law Examination
    2000-11-15
Other Names
  • Mary Pat Eischen
  • Marypat Kincaid

View on SEC IAPD

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