Stephanie Mills

Farmington Hills, MI

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-02-20
TX	RA	APPROVED	2026-01-02

MI RA
APPROVED

Since 2026-02-20
TX RA
APPROVED

Since 2026-01-02

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Birmingham	MI	09/2014	08/2024
Unemployed/Retired	Novi	MI	08/2024	12/2025
Morgan Stanley	Farmington Hills	MI	12/2025	Present

09/2014 → 08/2024

Morgan Stanley

Birmingham, MI
08/2024 → 12/2025

Unemployed/Retired

Novi, MI
12/2025 → Present

Morgan Stanley

Farmington Hills, MI

Previous Registrations

2014-09-08 → 2024-08-09

Morgan Stanley

Birmingham, MI
2006-08-16 → 2014-09-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI
2001-09-25 → 2006-08-14

Merrill Lynch Investment Managers Lp

Bloomfield Hills, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-21
S63	Uniform Securities Agent State Law Examination	1998-03-11

S65 Uniform Investment Adviser Law Examination

1998-03-21
S63 Uniform Securities Agent State Law Examination

1998-03-11

Other Names

Stephanie Mills
Stephanie A W Mills

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

FIFTH THIRD SECURITIES, INC.

OSAIC ADVISORY SERVICES, LLC

EQUITY PLANNING GROUP, INC.

J.P. MORGAN SECURITIES LLC

GLASS RETIREMENT STRATEGIES, INC.

CITIZENS SECURITIES, INC.

Other Investors

ERIC JAMES FURLOTTE

DAVID ROBERT SAROTTE

DANIEL THOMAS MILNAMOW

JASON NATHANIEL BATCHELDER

Brian Joseph Hanley

Jarred Height-Kaplan

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI

EDWARD JONES · FARMINGTON HILLS, MI

FIFTH THIRD SECURITIES, INC. · WEST BLOOMFIELD, MI

AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI

OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD, MI

EDWARD JONES · WEST BLOOMFIELD, MI

OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD,, MI

EQUITY PLANNING GROUP, INC. · WEST BLOOMFIELD, MI

More in Farmington Hills, MI

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