John Chad Hervig

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 10/2024
  Fidelity Brokerage Services, Inc.
  Salt Lake City, UT
• 07/2018 → 10/2024
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 12/2024 → Present
  Lpl Enterprise
  Ft. Mill, SC

Previous Registrations

• 2018-07-13 → 2024-10-01
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2008-10-16 → 2018-07-13
  Strategic Advisers Llc
  Hilton Head Island, SC
  Franklin, TN
  Jacksonville, FL
  Franklin, TN
  Franklin, TN
  Jacksonville, FL
  Franklin, TN
  Germantown, TN
  Birmingham, AL
  Jacksonville, FL

Exams

• S66 Uniform Combined State Law Examination
  2008-12-17
• S63 Uniform Securities Agent State Law Examination
  1997-12-22