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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-08 |
| TN | RA | APPROVED | 2008-01-01 |
Branch Locations
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Knoxville | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Knoxville | TN | 11/2016 | Present |
OWENS ENTERPRISES; NOT INV RELATED; OLIVER SPRINGS,TN; 8% OWNERSHIP; START DATE 2/6/1998; 0 HRS/MO; 0 DURING TRADING; REAL ESTATE. MCCALL PARTNERSHIP; INV RELATED; OLIVER SPRINGS,TN; NATURE OF BUSINESS:RENTAL REAL ESTATE POSITION:PARTNER DUTIES:NONE TIME DEVOTED:ZERO DURING SECURITIES TRADING HOURS:NO. RENTAL PROPERTY; INVESTMENT RELATED; WARTBURG,TN; 20% OWNERSHIP; START DATE 01/01/1984; NUMBER OF HOURS PER MONTH 1; NUBMER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-16 |
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