Calvin Roseberry

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 02/2020
  Franklin Templeton Portfolio Advisors Inc
  St. Petersburg, FL
• 06/2015 → 02/2020
  Franklin Templeton/Distributors, Inc.
  St. Petersburg, FL
• 01/2018 → 02/2020
  Franklin Templeton Financial Services Corp.
  St. Petersburg, FL
• 01/2018 → 02/2020
  Franklin Templeton Distributors, Inc.
  St. Petersburg, FL
• 01/2021 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Dallas, TX
• 08/2020 → 01/2021
  Massmutual Life Insurance Co
  Charlotte, NC
• 08/2020 → 01/2021
  Mml Investors Services, Llc
  Charlotte, NC
• 02/2020 → 08/2020
  Unemployed
  Greensboro, NC
• 01/2021 → 09/2025
  Avantax Advisory Services
  Dallas, TX

Previous Registrations

• 2021-01-28 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Greensboro, NC
• 2020-09-30 → 2021-01-13
  Mml Investors Services, Llc
  Charlotte, NC
• 2014-03-24 → 2015-06-19
  Palmetto Advisory
  Fort Lauderdale, FL
  Charleston, SC
  St. Petersburg, FL
• 2013-02-28 → 2014-03-27
  Ubs Financial Services Inc.
  Miami, FL
• 2010-10-22 → 2011-03-16
  Chase Investment Services Corp.
  Pompano Beach, FL
  Oakland Park, FL
• 2009-10-09 → 2010-03-04
  Fortitude Advisory Group L.L.C.
  Gig Harbor, WA
• 2007-12-19 → 2008-11-14
  Calton & Associates, Inc.
  Oxford, MS
• 1998-06-25 → 2007-11-28
  Ubs Financial Services Inc.
  Boca Raton, FL
  Boca Raton, FL
  Weehawken, NJ

Other Businesses

1) NAME OF OTHER BUSINESS: ONEPATH DIRECTIVE, INVESTMENT RELATED: NO, ADDRESS: 6800 SOUTHPOINT PKWY, STE 950, JACKSONVILLE, FL 32216, NATURE OF BUSINESS: MEDICAL COMPANY, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: SALES CONSULTANT, APX NUMBER OF HOURS PER WEEK: 4, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OFFER GUIDANCE ON SALES TEAM STRUCTURE, GOAL SETTING AND MARKETING PLAN;

Exams

• S66 Uniform Combined State Law Examination
  2020-09-18
• S65 Uniform Investment Adviser Law Examination
  1998-09-04
• S63 Uniform Securities Agent State Law Examination
  1998-06-15

Other Names

• Calvin Lewis Roseberry
• Calvin Lewis Roseberry
• Calvin L Roseberry Ii
• Calvin Lewis Roseberry Ii