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Ranjit Singh Sufi

Aristotle Capital Management, LLC

Los Angeles, CA

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Current Employers
Aristotle Capital Management, Llc

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-07-07
  • CA RA
    APPROVED
    Since 2015-07-07

Branch Locations

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Imst Distributors, Llc Sarasota FL 09/2014 10/2023
Aristotle Capital Management, Llc Sarasota FL 08/2014 Present
Foreside Financial Services, Llc Sarasota FL 10/2023 Present
  • 09/2014 → 10/2023
    Imst Distributors, Llc
    Sarasota, FL
  • 08/2014 → Present
    Aristotle Capital Management, Llc
    Sarasota, FL
  • 10/2023 → Present
    Foreside Financial Services, Llc
    Sarasota, FL
Previous Registrations
  • 2011-12-02 → 2012-12-31
    Tradewinds Global Investors, Llc
    Los Angeles, CA
  • 2011-09-01 → 2011-12-31
    Nuveen Asset Management, Llc
    Chicago, IL
  • 2008-07-31 → 2011-09-01
    Nuveen Fund Advisors, Llc
    Chicago, IL
  • 2000-06-08 → 2008-04-21
    Nicholas-Applegate Capital Management Llc
    San Francisco, CA
    San Diego, CA
    San Diego, CA
Other Businesses

1) ARISTOTLE CAPITAL MANAGEMENT, LLC, Sarasota, FL, INVESTMENT RELATED-RIA, START DATE 08/25/2014, MANAGING DIRECTOR, INSTITUTIONAL SERVICES, 160 HOURS PER MONTH WILL ALL DURING SECURITIES TRADING HOURS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1999-08-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-08-30

View on SEC IAPD

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WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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