Katherine Margaret Keck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1997 → 01/2020
  Nationwide Securities, Llc
  Columbus, OH
• 01/1996 → 02/2020
  Nationwide Financial
  Orwigsburg, PA
• 02/2020 → Present
  Lpl Financial, Llc
  Orwigsburg, PA

Previous Registrations

• 2014-04-25 → 2020-02-04
  Nationwide Securities, Llc
  Orwigsburg, PA
  Orwigsburg, PA
  Shavertown, PA
  Allentown, PA
  Frackville, PA
  Emmaus, PA
  Wyomissing, PA
  Montgomeryville, PA
  Minersville, PA

Other Businesses

1. 01/01/1999 - KM KECK INSURANCE INC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 100%/ ORWIGSBURG, PA 2. 5/4/2020 - KM KECK INSURANCE INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start Date: 02/03/2020 - 10 Hours Per Month/2 Hours During Securities Trading. 3. 04/06/2022 - Keck Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2022 - 160 Hours Per Month/80 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-24
• S63 Uniform Securities Agent State Law Examination
  1997-11-08

Designations

• Certified Financial Planner