Rhonda Kay Harris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 08/2020
  Robert W. Baird & Co.
  Omaha, NE
• 12/2021 → Present
  Lpl Financial Llc
  Grand Island, NE
• 09/2020 → 12/2021
  Pinnacle Bank
  Columbus, NE
• 08/2020 → 09/2020
  Unemployed
  Columbus, NE

Previous Registrations

• 2014-07-16 → 2020-08-28
  Robert W. Baird & Co. Incorporated
  Elkhorn, NE
• 2011-10-24 → 2012-08-06
  Principal Securities, Inc.
  Grand Island, NE
  Des Moines, IA
• 2008-05-22 → 2011-03-29
  Ameritas Investment Company, Llc
  Lincoln, NE
  Lincoln, NE
  Lincoln, NE

Other Businesses

1) 12/2021- Flatwater Wealth- DBA for LPL Business (entity for LPL business)- inv. related- Grand Island, NE 2) 12/2021- RKHarris Photography- Business Owner/Photographer- non-inv. related- Columbus, NE- start date 2015- 6hrs/mth 3) 10/29/2024 - Flatwater Associates - Tax Prep/Accounting/CPA - Admin - Investment Related - At Reported Business Location(s) - Start Date 10/10/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2015-05-29
• S63 Uniform Securities Agent State Law Examination
  1998-11-25

Other Names

• Rhonda K Harris
• Rhonda Kay Suhr
• Rhonda Kay Harris
• Rhonda Kay Ortmeier