Melanie Stearns Karlberg

Employer firm

Lmcg Investments, LLC CRD 149936

$6.83B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 09/2016
  Race Rock Capital Llc
  Boston, MA
• 04/2015 → Present
  Tenaz Consulting
  Duxbury, MA
• 03/2017 → Present
  Foreside Fund Services, Llc
  Boston, MA
• 03/2017 → Present
  Lmcg Investments, Llc
  Boston, MA

Previous Registrations

• 2011-03-03 → 2015-08-24
  F-Squared Investments, Inc
  Foxboro, MA
• 2011-02-23 → 2011-12-01
  Trust Advisory Group Ltd
  Birmingham, AL
• 2010-06-23 → 2011-02-28
  Financial Telesis Inc
  San Rafael, CA
  Hingham, MA
• 2000-01-12 → 2008-08-15
  Strategic Advisers Llc
  Boston, MA

Other Businesses

1. LMCG Investments, LLC Investment Related, Duxbury, MA, Managing Director-National Accounts, Began 03/2017, 120 hours per month, 110 during trading hours. 2. KMO Sustainability DBO Home Energy Raters LLC; Investment Related; Sagamore Beach, MA; Energy Rating; Owner; 9/21 Start Date; 0 Hours per month; 0 During trading hours. 3. Building held in an LLC; Investment Related; Rental for Business; Plymouth, PA; 7/2024; Owner; Rental and business; 0 Hr./Mo.

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-08-20
• S66 Uniform Combined State Law Examination
  2003-06-13
• S65 Uniform Investment Adviser Law Examination
  1999-07-30

Other Names

• Melanie Stearns Karlberg
• Melanie Marie Stearns