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Kerry Ann Cullinan

Principal Securities, Inc.

Kenmore, NY

Des Moines, IA

CRD 2939566

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-20
  • NY RA
    APPROVED
    Since 2025-05-20

Branch Locations

Kenmore, NY • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2023 05/2025
Mml Investors Services, Llc Springfield MA 02/2005 02/2023
Principal Securities Inc Kenmore NY 05/2025 Present
Massmutual Springfield MA 02/2005 02/2023
Principal Life Insurance Co Kenmore NY 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-02-09
  • S63 Uniform Securities Agent State Law Examination
    2001-02-09
Other Names
  • Kerry Ann Cullinan
  • Kerry Ann Millio

View on SEC IAPD

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