Brian Joseph Jennings

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-24

CA RA
APPROVED

Since 2025-01-24

Branch Locations

Fountain Hills, AZ • United States

18400 Von Karman Avenue Suite 400, Irvine, CA 92612-5011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Irvine	CA	11/2002	01/2025
Osaic Wealth, Inc.	Irvine	CA	01/2025	Present

11/2002 → 01/2025

Lincoln Financial Advisors

Irvine, CA
01/2025 → Present

Osaic Wealth, Inc.

Irvine, CA

Previous Registrations

2002-11-11 → 2025-01-24

Osaic Fa, Inc.

Irvine, CA

Irvine, CA
1997-07-08 → 2002-11-05

Prudential Equity Group, Llc

Newport Beach, CA

Other Businesses

1) BRIAN JENNINGS SANTA ANA, CA CATEGORY: RENTAL PROPERTY INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: COLLECT RENT ON LEASED SPACE IN PERSONAL RESIDENCE START DATE: 12/2020 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-09-19
S63	Uniform Securities Agent State Law Examination	1997-09-12

S65 Uniform Investment Adviser Law Examination

1997-09-19
S63 Uniform Securities Agent State Law Examination

1997-09-12

Other Names

Brian Jennings

View on SEC IAPD