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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-09-21 |
| MN | RA | APPROVED | 2013-11-15 |
| CA | RA | APPROVED | 2013-05-16 |
Branch Locations
8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States
8601 N Scottsdale Rd, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Saint Paul | MN | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Paul | MN | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, DES MOINES, IA, 100% OWNERSHIP, START 12/12/2019, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-22 |
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