Traci Jo Johnson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-09-01

MN RA
APPROVED

Since 2023-09-01

Branch Locations

221 Main Street Suite A, Elk River, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Elk River	MN	09/2023	Present
Sagepoint Financial, Inc	Elk River	MN	10/2021	Present
Riversource Distributors Inc	Minneapolis	MN	05/2015	10/2021

09/2023 → Present

Osaic Wealth, Inc.

Elk River, MN
10/2021 → Present

Sagepoint Financial, Inc

Elk River, MN
05/2015 → 10/2021

Riversource Distributors Inc

Minneapolis, MN

Previous Registrations

2021-10-28 → 2023-09-01

Osaic Services, Inc.

Elk River, MN

Other Businesses

EKE, LLC POSITION: employee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 11/01/2021 ADDRESS: 221 Main Street, Suite A, Elk River MN 55330, United States DESCRIPTION: I support the operation preparation and follow through work for Evan Kvittem, Sean Endersbe and Erik Endersbe in the Elk River office

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-02-09

S63 Uniform Securities Agent State Law Examination

2000-02-09

Designations

Certified Financial Planner

Other Names

Traci Johnson

View on SEC IAPD