Donald Eugene Scott

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 12/2016
  Cetera Investment Services
  St. Cloud, MN
• 01/2013 → 12/2016
  Regions Bank
  Southaven, MS
• 01/2014 → 12/2016
  Cetera Investment Advisers Llc
  Southhaven, MS
• 01/2020 → Present
  Commonwealth Financial Network
  Waltham, MA
• 12/2016 → 12/2019
  Retired
  Olive Branch, MS
• 01/2020 → Present
  Independent Wealth Management, Llc
  Memphis, TN

Previous Registrations

• 2014-01-21 → 2016-02-15
  Cetera Investment Advisers Llc
  Southaven, MS
• 2013-01-29 → 2014-01-21
  Cetera Investment Services Llc
  Southaven, MS
  Hoover, AL
  St Cloud, MN
• 2012-11-28 → 2013-01-29
  Ftb Advisors, Inc.
  Chattanooga, TN
  Memphis, TN
• 2009-10-13 → 2012-03-30
  First Horizon Advisors, Inc.
  Chattanooga, TN
• 2005-05-17 → 2009-04-06
  First Horizon Advisors, Inc.
  Memphis, TN
  Memphis, TN
  Germantown, TN
  Memphis, TN

Other Businesses

Tax Preparation and accounting services, Donald E. Scott, CPA; Located at Olive Branch, MS, as of 1980; 0% Time spent during business hours; Not conducted at branch; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-21
• S63 Uniform Securities Agent State Law Examination
  1997-08-14

Designations

• Personal Financial Specialist

Other Names

• Don Scott
• Duck Scott