James S Sorce

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → Present
  The Guardian Life Insurance Company Of America
  Sparta, NJ
• 12/2000 → Present
  Park Avenue Securities
  Sparta, NJ
• 01/2010 → Present
  Jss Cpa Llc
  Sparta, NJ

Other Businesses

1. James S. Sorce, CPA, LLC-owner, Nature of Business: CPA, Start date: 01/01/2006, Address: 46 Main St. Sparta, NJ 07871, Duties: Tax preparation, business accounting and financial statements, 160 total hours per month; 140 during securities trading hours, Not investment related, 2) Executor and Power of Attorney Joan R Sorce, Start: 04/26/2022, Address: 8 Millstone Ct, Sparta, NJ 078871, 1 total hour per month; 1 during securities trading hours, Investment related, No annual compensation, 3) Co-Executor Estate of Joan E Masley, Start: 03/11/2025, Address: 46 Main Street, Suite 202, Sparta, NJ 07871, 10 total hour per month; 6 during securities trading hours, Investment related, Less than 10% annual compensation, 4) Insurance other than Guardian, Start date: 10/03/2025, Address: 46 Main St, Suite 202, Sparta, NJ 07871, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation, 5) Augustowski Family LLC -Manager , Nature of Business: membership interest in another LLC that owns a mobile home park, Start date: 09/12/2018, Address: 46 Main St, Suite 202, Sparta, NJ 07871, Duties: keeping a checking account for the LLC, which receives member distributions from another LLC and paying out distributions to the members of the Augustowski Family LLC, 1 total hours per month; 1 during securities trading hours, Not investment related, 6) Estate of Maryanne Yacono Spence -Executor, Nature of Business: Executor of estate, Start date: 01/08/2026, Address: 46 Main St, Suite 202, Sparta, NJ 07871, Duties: gathering assets, paying debts and making distributions to heirs. 8 total hours per month; 4 during securities trading hours, Investment related,

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-06-17
• S65 Uniform Investment Adviser Law Examination
  2001-11-02

Other Names

• James Stanley Sorce
• Jim Sorce