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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-18 |
Branch Locations
502 W Pioneer St, Crandon, WI 54520-0365 • United States
N11333 Antigo Street, Elcho, WI 54428 • United States
911 E Greenbay St, Shawano, WI 54166 • United States
723 6Th Ave, Antigo, WI 54409-1803 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Bloomington | MN | 07/1998 | Present |
| Cuna Mutual Group | Waverly | IA | 07/1998 | Present |
| Lpl Financial Llc | Crandon | WI | 05/2022 | Present |
1)04/08/2022- Jay IV LLC - Not Investment Related - Home Based - For Profit Business - Co- Owner - Start Date - 1991 - 7 Hours Per Month/ 0 Hours During Securities Trading 2)04/08/2022 - No Business Name -Investment Related - Merrill, Wisconsin 54452 - Real Estate Rental - owner/landlord - Start Date - 1987 - 12 Hours Per Month/ 0 Hours During Securities Trading 3)05/12/2022 - CoVantage Retirement & Investment Services -Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 4)01/04/2024 - Jackson's Prarie River Tree Farm - Non-Investment Related - Gleason, WI - Business Owner - Started: 3/6/1969 - 15 hrs/Mo; 0 Hrs During Trading. 5) 07/10/2025 - CVCU - Not Investment Related - Financial Institution Duty -At Reported Business Location(s) - Start Date: 07/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-13 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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