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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-11-18
  • WI RA
    APPROVED
    Since 2025-11-18

Branch Locations

502 W Pioneer St, Crandon, WI 54520-0365 • United States

N11333 Antigo Street, Elcho, WI 54428 • United States

911 E Greenbay St, Shawano, WI 54166 • United States

723 6Th Ave, Antigo, WI 54409-1803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Bloomington MN 07/1998 Present
Cuna Mutual Group Waverly IA 07/1998 Present
Lpl Financial Llc Crandon WI 05/2022 Present
  • 07/1998 → Present
    Cuna Brokerage Services, Inc.
    Bloomington, MN
  • 07/1998 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Crandon, WI
Previous Registrations
  • 1998-09-08 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Rhinelander, WI
    Wausau, WI
    Crandon, WI
    Shawano, WI
    Wausau, WI
    Antigo, WI
    Wausau, WI
    Rothschild, WI
    Rhinelander, WI
    Crystal Falls, MI
    Iron River, MI
    Weston, WI
    Antigo, WI
    Crystal Falls, MI
    Stevens Point, WI
    Elcho, WI
    Menominee, MI
Other Businesses

1)04/08/2022- Jay IV LLC - Not Investment Related - Home Based - For Profit Business - Co- Owner - Start Date - 1991 - 7 Hours Per Month/ 0 Hours During Securities Trading 2)04/08/2022 - No Business Name -Investment Related - Merrill, Wisconsin 54452 - Real Estate Rental - owner/landlord - Start Date - 1987 - 12 Hours Per Month/ 0 Hours During Securities Trading 3)05/12/2022 - CoVantage Retirement & Investment Services -Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 4)01/04/2024 - Jackson's Prarie River Tree Farm - Non-Investment Related - Gleason, WI - Business Owner - Started: 3/6/1969 - 15 hrs/Mo; 0 Hrs During Trading. 5) 07/10/2025 - CVCU - Not Investment Related - Financial Institution Duty -At Reported Business Location(s) - Start Date: 07/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-13
S65 Uniform Investment Adviser Law Examination 1999-08-18
S63 Uniform Securities Agent State Law Examination 1997-07-24
  • S66 Uniform Combined State Law Examination
    2006-01-13
  • S65 Uniform Investment Adviser Law Examination
    1999-08-18
  • S63 Uniform Securities Agent State Law Examination
    1997-07-24

View on SEC IAPD

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