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Brian Thomas Track

Fisher Investments

Sarasota, FL

Plano, TX

CRD 2891820

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-04
FL RA APPROVED 2004-01-28
  • TX RA
    APPROVED_RES
    Since 2022-02-04
  • FL RA
    APPROVED
    Since 2004-01-28

Branch Locations

Sarasota, FL • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments, Inc. Woodside CA 01/2004 Present
  • 01/2004 → Present
    Fisher Investments, Inc.
    Woodside, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-09
S63 Uniform Securities Agent State Law Examination 1997-07-03
  • S65 Uniform Investment Adviser Law Examination
    1997-08-09
  • S63 Uniform Securities Agent State Law Examination
    1997-07-03
Other Names
  • Brian T Track

View on SEC IAPD

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