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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-03-25 |
Branch Locations
3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Los Angeles | CA | 03/2014 | 03/2017 |
| Massmutual Life Insurance Co | Los Angeles | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Los Angeles | CA | 03/2017 | Present |
(1) NAME: Janice Ahn INV REL: Y ADD: 3435 Wilshire Blvd. #2900, Los Angeles, CA 90010 NATURE: Individual Life POSITION: Agent START DATE: 07/01/2010 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: Michael Yang, Janice Ahn INV REL: Y ADD: 36746 Verlaine Dr, Rancho Mirage CA 92270 NATURE: Simple Rental Property/Renting personal residential property and managing POSITION: Landlord START DATE: 11/01/2020 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (3)NAME: Michael Yang, Janice Ahn INV REL: Y ADD: Residential NATURE: Simple Rental Property/Renting personal residential property and managing POSITION: Landlord START DATE: 02/10/2021 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 (4) Name: Michael Yang, Janice Ahn Inv Rel: Y Add: 1155 South Grand Ave #103 Los Angeles CA 90015 Nature: Renting Residential Home Position: Landlord Start Date: 08/09/2021 No Hrs/Mo: 1 No Hrs/Mo Dur Trading: 0 Duties: Renting personal residential property and managing. (4) NAME: DoOn Asset, Inc, INV REL:Y ADD:3435 Wilshire Blvd Ste 2900 Los Angeles CA 90010, NATURE: Corp created to have IAR business flow through, POSITION: CEO, Secretary, Owner, START: 11/27/2024, NO HR/MO: 40 NO HR/MO DUR TRADING:40 DUTIES:I own the corporation with my husband, who is also a Registered rep. (5) Name: Aji's Blue Horizon Foundation Inv Rel: Y Add: Residential Nature: Foundation created for Tax-exempt charitable donations to animal causes Position: Trustee Start Date: 12/26/2025 No Hrs/Mo:2 No Hrs/Mo During Sec Trading: 0 Duties: Oversee charitable donations distributed by the trust
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-16 |
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