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Janice Junghwa Ahn

Mml Investors Services, LLC

Los Angeles, CA

CRD 3158875

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-03-25
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Los Angeles CA 03/2014 03/2017
Massmutual Life Insurance Co Los Angeles MA 07/2016 Present
Mml Investors Services, Llc Los Angeles CA 03/2017 Present
  • 03/2014 → 03/2017
    Metlife Securities
    Los Angeles, CA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Los Angeles, MA
  • 03/2017 → Present
    Los Angeles, CA
Previous Registrations
  • 2014-03-24 → 2017-03-25
    Msi Financial Services, Inc.
    Los Angeles, CA
    Los Angeles, CA
  • 2000-08-22 → 2014-03-25
    La Palma, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

(1) NAME: Janice Ahn INV REL: Y ADD: 3435 Wilshire Blvd. #2900, Los Angeles, CA 90010 NATURE: Individual Life POSITION: Agent START DATE: 07/01/2010 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: Michael Yang, Janice Ahn INV REL: Y ADD: 36746 Verlaine Dr, Rancho Mirage CA 92270 NATURE: Simple Rental Property/Renting personal residential property and managing POSITION: Landlord START DATE: 11/01/2020 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (3)NAME: Michael Yang, Janice Ahn INV REL: Y ADD: Residential NATURE: Simple Rental Property/Renting personal residential property and managing POSITION: Landlord START DATE: 02/10/2021 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 (4) Name: Michael Yang, Janice Ahn Inv Rel: Y Add: 1155 South Grand Ave #103 Los Angeles CA 90015 Nature: Renting Residential Home Position: Landlord Start Date: 08/09/2021 No Hrs/Mo: 1 No Hrs/Mo Dur Trading: 0 Duties: Renting personal residential property and managing. (4) NAME: DoOn Asset, Inc, INV REL:Y ADD:3435 Wilshire Blvd Ste 2900 Los Angeles CA 90010, NATURE: Corp created to have IAR business flow through, POSITION: CEO, Secretary, Owner, START: 11/27/2024, NO HR/MO: 40 NO HR/MO DUR TRADING:40 DUTIES:I own the corporation with my husband, who is also a Registered rep. (5) Name: Aji's Blue Horizon Foundation Inv Rel: Y Add: Residential Nature: Foundation created for Tax-exempt charitable donations to animal causes Position: Trustee Start Date: 12/26/2025 No Hrs/Mo:2 No Hrs/Mo During Sec Trading: 0 Duties: Oversee charitable donations distributed by the trust

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-06
S63 Uniform Securities Agent State Law Examination 1999-01-16
  • S65 Uniform Investment Adviser Law Examination
    2000-04-06
  • S63 Uniform Securities Agent State Law Examination
    1999-01-16
Other Names
  • Janice Ahn

View on SEC IAPD

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