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Jeffrey Louis Otterstein

LPl Financial LLC

Fort Mill, SC

Sanborn, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-20
  • NY RA
    APPROVED
    Since 2022-05-20

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Sanborn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Latham NY 05/2013 01/2017
The Leaders Group Inc Littleton CO 11/2021 05/2022
Lpl Financial Llc Fort Mill SC 05/2022 Present
Principal Life Insurance Amherst NY 01/2017 02/2018
Principal Securities Amherst NY 02/2017 02/2018
Scott Danahy Naylon, Llc Amherst NY 02/2018 07/2021
Lpl Financial, Llc Amherst NY 09/2018 07/2021
Covr Boise ID 10/2021 05/2022
  • 05/2013 → 01/2017
    Valic Financial Advisors
    Latham, NY
  • 11/2021 → 05/2022
    The Leaders Group Inc
    Littleton, CO
  • 05/2022 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 01/2017 → 02/2018
    Principal Life Insurance
    Amherst, NY
  • 02/2017 → 02/2018
    Principal Securities
    Amherst, NY
  • 02/2018 → 07/2021
    Scott Danahy Naylon, Llc
    Amherst, NY
  • 09/2018 → 07/2021
    Lpl Financial, Llc
    Amherst, NY
  • 10/2021 → 05/2022
    Covr
    Boise, ID
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-28
S63 Uniform Securities Agent State Law Examination 1997-01-14
  • S66 Uniform Combined State Law Examination
    2014-03-28
  • S63 Uniform Securities Agent State Law Examination
    1997-01-14
Other Names
  • Jeff Otterstein

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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