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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-21 |
| HI | RA | APPROVED | 2017-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Savings Investments | Honolulu | HI | 07/2003 | Present |
| Lpl Financial Llc | Honolulu | HI | 07/2011 | 04/2017 |
| Cetera Investment Advisers Llc | Honolulu | HI | 04/2017 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-13 |
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