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Douglas Stewart Brown

Hightower Advisors, LLC

Chicago, IL

Chicago, IL

CRD 2817678

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-10-05
  • IL RA
    APPROVED
    Since 2020-10-05

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

1 N Franklin Suite 1250, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Advisors Group Of Chicago Llc Oakbrook Ter IL 12/2003 09/2017
Hightower Advisors Llc Chicago IL 09/2020 Present
Kestra Financial Services, Inc. Austin TX 04/2016 09/2017
Private Vista, Llc Chicago IL 04/2017 09/2020
  • 12/2003 → 09/2017
    The Advisors Group Of Chicago Llc
    Oakbrook Ter, IL
  • 09/2020 → Present
    Chicago, IL
  • 04/2016 → 09/2017
    Kestra Financial Services, Inc.
    Austin, TX
  • 04/2017 → 09/2020
    Private Vista, Llc
    Chicago, IL
Previous Registrations
  • 2017-05-04 → 2020-11-04
    Private Vista, Llc
    Oak Brook, IL
  • 2016-04-21 → 2017-08-31
    Oakbrook Terrace, IL
  • 2004-11-10 → 2016-09-22
    Kestra Investment Services, Llc
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
  • 1997-09-05 → 2004-11-03
    The Advisors Group, Inc.
    Oakbrook Terrace, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Designations
  • Certified Financial Planner

View on SEC IAPD

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