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Cheryl Ann Murphy

Wells Fargo Clearing Services, LLC

Santa Rosa, CA

Santa Rosa, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-19
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2017-04-19
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

3700 Old Redwood Hwy Ste 108 [Ra-Rbo], Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Rosa CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Rosa CA 11/2016 Present
Previous Registrations
  • 2007-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Rosa, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-07
  • S63 Uniform Securities Agent State Law Examination
    2001-05-07

View on SEC IAPD

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