Dagmar Sinning Courteau

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-05-01

TX RA
APPROVED_RES

Since 2015-05-01

Branch Locations

8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Scottsdale	AZ	02/2015	11/2016
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	11/2016	Present

02/2015 → 11/2016

Wells Fargo Advisors, Llc

Scottsdale, AZ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Other Businesses

MC/DC NOVA LLC; NOT INV RELATED; MESA, AZ; BUY, SELL, AND REPAIR AUTOS AND AUTO PARTS; 100% OWNERSHIP WITH SPOUSE; START 7/8/2016; 1 HOUR PER MONTH, 0 DURING TRADING; RECORD KEEPING ONLY.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-09-08

S63 Uniform Securities Agent State Law Examination

1997-09-08

View on SEC IAPD