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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-18
  • TX RA
    APPROVED
    Since 2017-08-18

Branch Locations

9800 Fredericksburg Road, San Antonio, TX 78288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa San Antonio TX 06/2020 Present
Usaa Financial Advisors, Inc San Antonio TX 10/2017 06/2020
Usaa Investment Services Company San Antonio TX 05/2014 Present
  • 06/2020 → Present
    Usaa
    San Antonio, TX
  • 10/2017 → 06/2020
    Usaa Financial Advisors, Inc
    San Antonio, TX
  • 05/2014 → Present
    San Antonio, TX
Previous Registrations
Other Businesses

?Name of Business: U.S. Army Reserve Command Headquarters. ?Is business investment-related: No. ?Address of the other business:4710 Know St., Fort Liberty, NC 28310. ?Nature of the other business: Military. ?Position/Title, or relationship with the other business: JUDGE ADVOCATE GENERAL'S CORPS. ?Start date of your relationship: 01/2002. ?Approximate number of hours/months you devote to the other business: 25HRS. ?Number of hours you devote to the other business during securities trading hours: None. ?Briefly describe your duties relating to the other business: VARIOUS LEGAL DUTIES FOR US ARMY. ?Name of Business: FINRA ?Is business investment-related: Yes. ?Address of the other business: 9509 Key W Ave., Rockville, MD 20850. ?Nature of the other business: FINRA DISPUTE RESOLUTION. ?Position/Title, or relationship with the other business: ARBITRATOR. ?Start date of your relationship: 08/2005. ?Approximate number of hours/months you devote to the other business: 2 HOURS PER MONTH. ?Number of hours you devote to the other business during securities trading hours: None. ?Briefly describe your duties relating to the other business: Review investment related cases submitted for Arbitration. ?Name of Business: Rental Property ?Is business investment-related: No ?Address of the other business: Private Residence. ?Nature of the other business: Own two condominiums in Maine, both of which are rented to individuals. One unit has been owned since 2001 and the second unit since 2017. ?Position/Title, or relationship with the other business: Owner ?Start date of your relationship: 07/01/2001 ?Approximate number of hours/month you devote to the other business: 1 hour a month ?Number of hours you devote ot the other business during securities trading hours: No hours during securities trading hours ?Briefly describe your duties relating to the other business: Owner of the two condominium units. Both are owned individually, and not through any type of legal entity such as an LP, LLC, etc

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-04
S63 Uniform Securities Agent State Law Examination 2000-07-05
  • S66 Uniform Combined State Law Examination
    2006-08-04
  • S63 Uniform Securities Agent State Law Examination
    2000-07-05
Other Names
  • James Dyer Muir

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