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James Roy Burdette

Wells Fargo Clearing Services, LLC

Glen Allen, VA

St. Louis, MO

CRD 2793232

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2004-11-01
  • VA RA
    APPROVED
    Since 2004-11-01

Branch Locations

4340 Innslake Dr, Glen Allen, VA 23060 • United States

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glen Allen VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Glen Allen VA 11/2016 Present
Previous Registrations
  • 1992-03-10 → 2004-10-07
    Lockwood Financial Services, Inc.
    Malvern, PA
  • 2004-02-06 → 2004-10-07
    Bny Mellon Advisors, Inc.
    Malvern, PA
  • 2001-03-29 → 2002-08-30
    Lfg Advisors, Inc.
    Malvern, PA
Other Businesses

MUSICIAN WITH A BAND CALLED MONKEY FIST.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-13
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S65 Uniform Investment Adviser Law Examination
    1997-03-13
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22
Other Names
  • James Roy Burdette
  • James Roy Burdette

View on SEC IAPD

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