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Ian Scott Archer

LPl Enterprise, LLC

Springfield, MO

CRD 2791790

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14

Branch Locations

3032-B S. Fremont Ave., Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Springfield MO 10/2013 05/2016
Prudential Insurance Company Of America Overland Park KS 02/2020 Present
Lpl Enterprise, Llc Springfield MO 11/2024 Present
Pruco Securities, Llc. Overland Park KS 02/2020 11/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MO 05/2016 12/2018
Stone Financial Harrison AR 12/2018 01/2020
Previous Registrations
Other Businesses

1) 11/08/2024 - University Plaza Hotel & Convention - Banquet Bartender - Outside/W-2 Employment - Non Inv Related - At SPRINGFIELD, MO - Start Date 04/03/2024 - 30hrs/mth - 0hrs/mth During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-24
S63 Uniform Securities Agent State Law Examination 2012-12-13
  • S66 Uniform Combined State Law Examination
    2016-05-24
  • S63 Uniform Securities Agent State Law Examination
    2012-12-13
Other Names
  • Scott Archer

View on SEC IAPD

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