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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
Branch Locations
3032-B S. Fremont Ave., Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Springfield | MO | 10/2013 | 05/2016 |
| Prudential Insurance Company Of America | Overland Park | KS | 02/2020 | Present |
| Lpl Enterprise, Llc | Springfield | MO | 11/2024 | Present |
| Pruco Securities, Llc. | Overland Park | KS | 02/2020 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springfield | MO | 05/2016 | 12/2018 |
| Stone Financial | Harrison | AR | 12/2018 | 01/2020 |
1) 11/08/2024 - University Plaza Hotel & Convention - Banquet Bartender - Outside/W-2 Employment - Non Inv Related - At SPRINGFIELD, MO - Start Date 04/03/2024 - 30hrs/mth - 0hrs/mth During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-13 |
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