Allen Lee Frederick

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2024 → 04/2025
  Sequent Planning, Llc
  Wichita, KS
• 04/2025 → Present
  Farther Finance Advisors
  Wichita, KS
• 03/2015 → 03/2017
  Homemaker - Stay At Home Parent
  Wichita, KS
• 03/2017 → 09/2018
  Brokers International Financial Services, Llc
  Wichita, KS
• 09/2018 → 07/2022
  Capital Management Services, Inc.
  Wichita,, KS
• 07/2022 → 07/2024
  Homemaker/Stay At Home Parent
  Wichita, KS

Previous Registrations

• 2024-07-03 → 2025-04-16
  Sequent Planning, Llc
  Wichita, KS
  Omaha, NE
• 2019-01-02 → 2022-07-08
  Capital Management Services, Inc.
  Wichata, KS
  Manchester, MO
• 2017-03-10 → 2018-10-12
  Integrity Alliance, Llc.
  Wichita, KS
  Urbandale, IA
• 2013-05-08 → 2015-03-18
  Wilshire-Pennington Group, Inc.
  Olathe, KS
  Wichita, KS
  Nichols Hills, OK
• 2009-08-06 → 2011-05-17
  Bankers & Investors Co.
  Kansas City, KS
  Kansas City, KS
  Kansas City, KS
• 2008-07-18 → 2009-07-28
  Integrity Alliance, Llc.
  Olathe, KS
  Urbandale, IA
  Olathe, KS
• 2006-07-10 → 2008-04-02
  National Planning Corporation
  Overland, KS
• 2003-05-21 → 2006-07-06
  Berthel, Fisher & Company Financial Services, Inc.
  Overland Park, KS
  Overland Park, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-05
• S63 Uniform Securities Agent State Law Examination
  1996-10-29