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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-10 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103 • UNITED STATES
225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 12/2015 | 09/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | 10/2020 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 04/2024 | Present |
| Wells Fargo Advisors Llc | Pasadena | CA | 10/2016 | 11/2016 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 10/2020 | 04/2024 |
BOOKKEEPERPAL, LLC, NOT INV RELATED, BURBANK, CA, 100% OWNERSHIP, START DATE 7/27/2024, 50 HRS PER MONTH, 0 HRS DURING TRADING, BOOKKEEPING SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-23 |
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