Karlene Elaine Mitchell

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2025 → Present
  Osaic Wealth, Inc.
  Jericho, NY
• 05/1996 → 01/2025
  Lincoln Financial Advisors Corporation
  Fairfield, CT

Previous Registrations

• 2000-10-17 → 2025-01-24
  Osaic Fa, Inc.
  Norwalk, CT
  Rye Brook, NY
  Norwalk, CT
  Jericho, NY
  Norwalk, CT
  Rye Brook, NY
  Williamsville, NY
  Westport, CT
  Jericho, NY
  Fairfield, CT

Other Businesses

1) FINANCIAL WINGS LLC/ 75 HOWARD STREET, FAIRFIELD, CT 06824 CATEGORY: CDFA/DIVORCE FINANCIAL SERVICES INVESTMENT-RELATED:NO TITLE: SOLE PROPRIETOR DUTIES:ASSIST COUPLES IN UNDERSTANDING THE FINANCIAL ASPECTS OF THE DIVORCE PROCESS START DATE:08/01/2003 HOURS PER MONTH: 150 HOURS PER MONTH DURING TRADING HOURS: 120 2)KARLENE MITCHELL, 75 HOWARD STREET, FAIRFIELD, CT 06824 CATEGORY: INSURANCE INVESTMENT-RELATED: YES. TITLE: AGENT DUTIES: OFFERING TRADITIONAL LIFE INSURANCE. START DATE: 6-1-1996. HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-04
• S63 Uniform Securities Agent State Law Examination
  1997-01-27