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David Michael Emmes

Beacon Pointe Advisors, LLC

Newport Beach, CA

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-21
  • CA RA
    APPROVED
    Since 2021-12-21

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

610 Newport Center Drive Suite 280, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Advisors, Llc Corona Del Mar CA 12/2021 Present
Pacific Edge Advisors, Llc Corona Del Mar CA 08/2016 12/2021
Bny Mellon New York NY 09/2000 07/2016
  • 12/2021 → Present
    Beacon Pointe Advisors, Llc
    Corona Del Mar, CA
  • 08/2016 → 12/2021
    Pacific Edge Advisors, Llc
    Corona Del Mar, CA
  • 09/2000 → 07/2016
    Bny Mellon
    New York, NY
Previous Registrations
  • 2016-09-28 → 2022-03-02
    Pacific Edge Advisors, Llc
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-27
S63 Uniform Securities Agent State Law Examination 1996-04-12
  • S65 Uniform Investment Adviser Law Examination
    2016-09-27
  • S63 Uniform Securities Agent State Law Examination
    1996-04-12

View on SEC IAPD

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