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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-06-06 |
| VT | RA | APPROVED | 2010-09-03 |
| MA | RA | APPROVED | 2006-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc. | Greenfield | MA | 05/2004 | Present |
| Bay Financial Advisors, Inc. | Waltham | MA | 12/2004 | Present |
1. 5/27/2004 - DBA ONLY - BAY FINANCIAL ASSOCIATES, LLC - BRATTLEBORO, VT. 2. 1/27/2005 - BAY FINANCIAL ADVISORS, INC. * Registered Investment Advisor * INV REL * AT REPORTED BUSINESS LOCATION(S) * I provide financial planning and consulting services through Bay Financial Advisors, an independent investment advisor firm. I started this business activity in December, 2004. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 6/18/2008 - DBA ONLY - TWOMBLY WEALTH MANAGEMENT GROUP, LLC - BRATTLEBORO, VT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-10 |
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