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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-21 |
| WA | RA | APPROVED | 2024-10-15 |
Branch Locations
111 Queen Anne Avenue North Suite 501, Seattle, WA 98109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Kirkland | WA | 07/2008 | 01/2023 |
| John Hancock Distributors Llc | Pasadena | CA | 07/2008 | 01/2023 |
| Neighbor's Bbq | Biwabik | MN | 04/2023 | Present |
| City Of Aurora | Aurora | MN | 12/2023 | 03/2024 |
| Unemployed | Biwabik | MN | 02/2023 | 11/2023 |
| Commonwealth Financial Network | San Diego | CA | 05/2024 | 02/2025 |
| Opus 111 Group | Seattle | WA | 05/2024 | 02/2025 |
| Opus 111 Group | Seattle | WA | 02/2025 | Present |
| Commonwealth Financial Network | San Diego | CA | 02/2025 | Present |
1. Ice Rink Attendant, City of Aurora Recreation Department; Located at 15151 E Alameda Pkwy, Aurora, CO 80012, as of 12/07/2024; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 2. Fixed insurance sales; as of 6/15/2026; 10% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-03 |
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