Joseph Iovino

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-07-17

NJ RA
APPROVED

Since 2019-07-17

Branch Locations

200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Florham Park	NJ	01/2002	Present

01/2002 → Present

Oppenheimer & Co. Inc.

Florham Park, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-07-16
S63	Uniform Securities Agent State Law Examination	1987-09-25

S65 Uniform Investment Adviser Law Examination

2019-07-16
S63 Uniform Securities Agent State Law Examination

1987-09-25

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

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