Sarah Elizabeth Curtis

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bloomington, IL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Bloomington, IL

Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, BLOOMINGTON, IL, START 1/16/2022, 4 HRS/MONTH, 0 HRS DURING TRADING. TRUSTEE FOR MOTHER, INV RELATED, BLOOMINGTON, IL, START: 5/1/2023, 8 HOURS A MONTH, 0 HOURS DURING TRADING. WESTMINSTER VILLAGE INC; INV RELATED; BLOOMINGTON, IL; FINANCE COMMITTEE; START DATE 7/1/2024; 10 HOURS PER MONTH; 0 DURING TRADING; ATTENDING MEETINGS, REVIEWING AND APPROVING ANNUAL BUDGET, PROVIDING OVERSIGHT FOR FINANCIAL REPORTING, INTERNAL CONTROL, FINANCIAL COMPLIANCE, REVIEWING AND APPROVING RATES FOR RESIDENTS, AND MEETING ANNUALLY WITH AUDITOR TO REVIEW FINANCIAL AUDIT REPORT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1987-04-03

Designations

• Certified Financial Planner

Other Names

• Sarah Curtis Johnson
• Sarah Curtis