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Current Employers
Bbva Global Wealth Advisors, Inc.

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-16
TX RA APPROVED 2024-10-10
  • FL RA
    APPROVED
    Since 2024-10-16
  • TX RA
    APPROVED
    Since 2024-10-10

Branch Locations

1980 Post Oak Blvd Floor 10, Houston, TX 77056 • United States

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Capital Mexico City 04/2016 02/2017
Actinver Securities, Inc. Houston TX 08/2017 07/2018
Vectorgobal Wmg Miami FL 03/2017 07/2017
Compass Bank Birmingham AL 07/2018 09/2021
Bbva Securities Inc. Houston TX 08/2018 09/2021
Bbva Wealth Solutions Inc Houston TX 10/2018 09/2021
Pnc Investments Houston TX 09/2021 12/2023
Pnc Managed Account Solutions, Inc. Houston TX 10/2018 12/2023
Insigneo Securities Llc Houston TX 12/2023 09/2024
Insigneo Advisory Services Llc Miami FL 12/2023 09/2024
Bbva Global Wealth Advisors, Inc. Miami FL 09/2024 Present
  • 04/2016 → 02/2017
    Key Capital
    Mexico City
  • 08/2017 → 07/2018
    Actinver Securities, Inc.
    Houston, TX
  • 03/2017 → 07/2017
    Vectorgobal Wmg
    Miami, FL
  • 07/2018 → 09/2021
    Compass Bank
    Birmingham, AL
  • 08/2018 → 09/2021
    Bbva Securities Inc.
    Houston, TX
  • 10/2018 → 09/2021
    Bbva Wealth Solutions Inc
    Houston, TX
  • 09/2021 → 12/2023
    Pnc Investments
    Houston, TX
  • 10/2018 → 12/2023
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 12/2023 → 09/2024
    Insigneo Securities Llc
    Houston, TX
  • 12/2023 → 09/2024
    Miami, FL
  • 09/2024 → Present
    Miami, FL
Previous Registrations
  • 2023-12-01 → 2024-10-01
    Houston, TX
    Miami, FL
    Houston, TX
  • 2022-01-11 → 2023-11-30
    Pnc Managed Account Solutions, Inc.
    Houston, TX
  • 2018-10-04 → 2021-12-31
    Pnc Managed Account Solutions, Inc.
    Houston, TX
Other Businesses

BBVA Global Wealth Insurance, Inc; Not investment related; 1980 Post Oak Blvd, Floor 10, Houston, TX 77056; Insurance Agency; Insurance Agent; Refer clients to the Insurance Agency and receive referral fees; 08/2025; 8 hours per month; 2 hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-29
S63 Uniform Securities Agent State Law Examination 2017-11-06
  • S66 Uniform Combined State Law Examination
    2018-09-29
  • S63 Uniform Securities Agent State Law Examination
    2017-11-06
Other Names
  • Jose Antonio Lau
  • Jose Lau
  • Jose A Lau Valdivia

View on SEC IAPD

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