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Andrew Mauro Raucci Jr.

Osaic Wealth, Inc.

Centerville, OH

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-01-06
  • OH RA
    APPROVED
    Since 2017-01-06

Branch Locations

6768 Loop Road, Centerville, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services, Inc. Centerville OH 09/2014 01/2017
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 01/2015 01/2017
Osaic Wealth, Inc, Centerville OH 01/2017 Present
Ingram And Raucci Insurance And Financial Advisors/Termquote Centerville OH 05/2009 Present
  • 09/2014 → 01/2017
    Sterne Agee Financial Services, Inc.
    Centerville, OH
  • 01/2015 → 01/2017
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 01/2017 → Present
    Centerville, OH
  • 05/2009 → Present
    Ingram And Raucci Insurance And Financial Advisors/Termquote
    Centerville, OH
Previous Registrations
  • 2015-01-30 → 2017-01-18
    Birmingham, AL
  • 2008-01-28 → 2015-01-30
    Wrp Investments, Inc.
    Rio Verde, AZ
    Kettering, OH
    Centerville, OH
    Youngstown, OH
    Centerville, OH
    Centerville, OH
    Kettering, OH
    Dayton, OH
    Trotwood, OH
    Huber Heights, OH
    Youngstown, OH
Other Businesses

1) TERMQUOTE/CAREQUOTE TRADEMARK POSITION: Owner of trademarks NATURE: I receive royalties for the TermQuote/CareQuote trademarks from Ingram and Raucci Insurance and Financial Advisors/TermQuote/CareQuote INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008; ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States; DESCRIPTION: No duties. Receive royalties for allowing use of trademarks 2) INGRAM-RAUCCI LLC POSITION: Single member NATURE: Single member LLCHolds commercial real estate (6768 Loop Rd Centerville, OH 45459) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2007 ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States DESCRIPTION: Pay mortgage and make depositsfor office building. 3) Ingram & Raucci Insurance and Financial Advisors, LLC/Termquote/Carequote, Yes, 6768 Loop Road, Centerville, OH 45459, CEO, 01/01/2008, 40, 40, Insurance Planning and Sales 4) CAREQUOTE POSITION: CEO NATURE: DBA of Ingram & Raucci Insurance and Financial Advisors. Long Term Care. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States DESCRIPTION: Sales of Long Term Care 5) TERMQUOTE POSITION: CEO NATURE: DBA of Ingram & Raucci Insurance and Financial Advisors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2008 ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States DESCRIPTION: Sales for fixed insurance. 6) INGRAM & RAUCCI INSURANCE AND FINANCIAL ADVISORS POSITION: CEO NATURE: S corporation Insurance agency/RIA/EIA/IUL INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2008 ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States DESCRIPTION: SCorporation. I am CEO. This is the entity for my business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
  • S66 Uniform Combined State Law Examination
    2006-12-11
Designations
Other Names
  • Drew Raucci
  • Andrew Mauro Raucci, Jr.

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