Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services, Inc. | Centerville | OH | 09/2014 | 01/2017 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 01/2015 | 01/2017 |
| Osaic Wealth, Inc, | Centerville | OH | 01/2017 | Present |
| Ingram And Raucci Insurance And Financial Advisors/Termquote | Centerville | OH | 05/2009 | Present |
1) TERMQUOTE/CAREQUOTE TRADEMARK POSITION: Owner of trademarks NATURE: I receive royalties for the TermQuote/CareQuote trademarks from Ingram and Raucci Insurance and Financial Advisors/TermQuote/CareQuote INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008; ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States; DESCRIPTION: No duties. Receive royalties for allowing use of trademarks 2) INGRAM-RAUCCI LLC POSITION: Single member NATURE: Single member LLCHolds commercial real estate (6768 Loop Rd Centerville, OH 45459) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2007 ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States DESCRIPTION: Pay mortgage and make depositsfor office building. 3) Ingram & Raucci Insurance and Financial Advisors, LLC/Termquote/Carequote, Yes, 6768 Loop Road, Centerville, OH 45459, CEO, 01/01/2008, 40, 40, Insurance Planning and Sales 4) CAREQUOTE POSITION: CEO NATURE: DBA of Ingram & Raucci Insurance and Financial Advisors. Long Term Care. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States DESCRIPTION: Sales of Long Term Care 5) TERMQUOTE POSITION: CEO NATURE: DBA of Ingram & Raucci Insurance and Financial Advisors. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2008 ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States DESCRIPTION: Sales for fixed insurance. 6) INGRAM & RAUCCI INSURANCE AND FINANCIAL ADVISORS POSITION: CEO NATURE: S corporation Insurance agency/RIA/EIA/IUL INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2008 ADDRESS: 6768 Loop Rd, Centerville OH 45459, United States DESCRIPTION: SCorporation. I am CEO. This is the entity for my business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-11 |
Reach out to this advisor