Brian Alan Ambrose

Current Employers

Employment History

• 12/1985 → Present
  Brian Ambrose
  Walnut Creek, CA
• 12/2006 → Present
  Ambrose Financial & Ins Services Llc
  Walnut Creek, CA
• 03/2015 → 10/2016
  Brokers International Financial Services, Llc.
  Walnut Creek, CA
• 10/2016 → Present
  Client One Securities, Llc
  Walnut Creek, CA

Previous Registrations

• 2015-03-05 → 2016-10-26
  Integrity Alliance, Llc.
  Walnut Creek, CA
  Boise, ID
• 2014-03-04 → 2015-03-05
  Creativeone Securities, Llc
  Walnut Creek, CA
  Overland Park, KS
• 2007-01-24 → 2014-03-05
  Ambrose Financial And Insurance Services, Llc
  Walnut Creek, CA
• 2008-12-15 → 2009-01-12
  Woodbury Financial Services, Inc.
  Walnut Creek, CA
• 2003-04-04 → 2007-01-03
  Fsc Securities Corporation
  Walnut Creek, CA
• 2003-01-29 → 2003-03-31
  Securities America Advisors, Inc.
  Concord, CA
• 2001-06-08 → 2002-12-31
  Securities America Advisors, Inc.
  Concord, CA

Other Businesses

AMBROSE FINANCIAL AND INSURANCE SERVICES,LLC; 500 YGNACIO VALLEY RD STE 150 WALNUT CREEK CA 94596 INSURANCE SALES /FIXED ANNUITIES 01/01/2008 START DATE 140 HOURS PER MONTH DURING TRADING HOURS CORPORATION - 100% OWNER

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-01-09

Designations