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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-12-10
  • FL RA
    APPROVED
    Since 2009-12-10

Branch Locations

7575 Dr. Phillips Blvd Ste 100, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Orlando FL 12/2009 Present
Previous Registrations
  • 2005-04-01 → 2009-12-18
    Orlando, FL
    Orlando, FL
  • 1991-01-01 → 2003-07-30
    Morgan Stanley Dw Inc.
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-21
S63 Uniform Securities Agent State Law Examination 1985-08-28
  • S66 Uniform Combined State Law Examination
    2011-01-21
  • S63 Uniform Securities Agent State Law Examination
    1985-08-28

View on SEC IAPD

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