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David Price Ballantine

Payden & Rygel

Los Angeles, CA

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Current Employers
Payden & Rygel

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-07-08
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

333 S. Grand Avenue, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
#Ia Payden & Rygel La CA 01/1991 Present
Payden & Rygel Distributors Los Angeles CA 01/1994 Present
  • 01/1991 → Present
    #Ia Payden & Rygel
    La, CA
  • 01/1994 → Present
    Payden & Rygel Distributors
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-11-03
S65 Uniform Investment Adviser Law Examination 1993-09-01
  • S63 Uniform Securities Agent State Law Examination
    1993-11-03
  • S65 Uniform Investment Adviser Law Examination
    1993-09-01

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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