Kenneth Erling Hansen

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Stifel Nicolaus & Co Inc
  Newport Beach, CA

Previous Registrations

• 2008-01-01 → 2009-10-02
  Wells Fargo Clearing Services, Llc
  Laguna Beach, CA
• 2006-07-27 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Laguna Beach, CA
  St. Louis, MO
• 1997-07-08 → 2006-03-14
  A. G. Edwards & Sons, Inc.
  Laguna Beach, CA

Other Businesses

1. JD HANSEN STUDIOS LLC;3131 Michelson Unit 1601; Irvine, CA 92612; Fine Art; owner; 1/1/10; 0 hr/yr; Not During Securities Trading Hours; Not Investment Related. 2. KEN HANSEN; 3131 Michelson Unit 1601, Irvine, CA 92028; PILOT; AFFILIATION STARTED 01/22/2015; 5 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 3. University of California--Irvine; 15207 Barranca Parkway, Irvine, CA 92618; Instructor; Teach a class on fundamental analysis; 01/01/2002; 8 Hours per year; Not during securities trading hours; Not Investment-Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-06-11

Designations

• Chartered Financial Analyst