Gerhard Roy Axen

Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers

Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2013-01-02

IL RA
APPROVED

Since 2013-01-02

Branch Locations

115 Flinn Street Suite B, Batavia, IL 60510 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Geneva	IL	04/1996	Present
Ausdal Financial Partners, Inc.	St. Charles	IL	06/2008	Present

04/1996 → Present

Self-Employed

Geneva, IL
06/2008 → Present

Ausdal Financial Partners, Inc.

St. Charles, IL

Other Businesses

1) TIMBERLAND FINANCIAL; 115 FLINN STREET, SUITE B, BATAVIA, IL 60510; INSURANCE SALES; OFFICER/DIRECTOR STARTED IN 4/09; 10 - 15 HOURS PER MONTH; 10 - 15 HOURS DURING TRADING HOURS; TIMBERLAND FINANCIAL, MANAGING PARTNER,NON-INVESTMENT RELATED, 115 FLINN ST, SUITE B, BATAVIA, IL 60510, INSURANCE SALES, STARTED IN 4/09, LIFE, HEALTH, DISABILITY AND GROUP INSURANCE SALES; COMPENSATION IS COMMISSION.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-04-01

S63 Uniform Securities Agent State Law Examination

1988-04-01

Designations

Chartered Financial Consultant

Other Names

Gerhard Roy Geary

View on SEC IAPD