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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-01 |
| CA | RA | APPROVED | 2021-04-30 |
Branch Locations
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
345 Hartz Ave., Danville, CA 94526 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 12/2013 | 04/2021 |
| Bank Of America, N.A. | Walnut Creek | CA | 09/2014 | 04/2021 |
| Sanctuary Securities, Inc. | Danville | CA | 04/2021 | Present |
| Sanctuary Advisors Llc | Danville | CA | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-22 |
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